Terms of Engagement

These terms govern your use of complianceprimehq.com (the “site”) and describe the framework under which Compliance Prime, LLC (“Compliance Prime,” “the firm,” or “we”) accepts and conducts professional engagements. By using the site, you agree to these terms. Specific engagements are governed by a separate, signed engagement letter, which controls in any conflict.

The site is informational

Material on the site is provided for general informational purposes only. It does not constitute legal advice, regulatory advice, or any other form of professional advice; it does not create an advisory, fiduciary, or attorney-client relationship; and it should not be relied upon as a substitute for advice tailored to a specific situation. Regulation changes; the site is updated as the firm sees fit.

No engagement without a letter

A professional engagement with Compliance Prime is established only by a written engagement letter signed by an authorized principal of the firm and a duly authorized representative of the client. Initial inquiries, introductory calls, and exchanges of correspondence — including the transmission of confidential information without our request — do not constitute an engagement.

Scope of professional services

Compliance Prime is a firm of compliance practitioners. We are not a law firm and we do not provide legal advice. Where a client requires legal counsel, we will say so plainly and will work alongside counsel of the client's choosing. Where appropriate, we will recommend that a matter be placed in the hands of counsel before we proceed.

Use of the site

You agree to use the site only for lawful purposes and in a manner that does not infringe the rights of, or restrict or inhibit the use of, the site by any other party. You agree not to:

• Attempt to gain unauthorized access to any portion of the site, the servers on which the site is hosted, or any related systems;
• Use any automated means to access, scrape, or copy material from the site for redistribution, resale, or training of machine-learning models, except as expressly permitted in writing by the firm;
• Use the site or its contents to harass, defame, or impersonate any person, or to suggest a relationship with the firm that does not exist.

Intellectual property

The site, its design, its written content, and the Compliance Prime name and marks are owned by the firm or used under license. You may print or save individual pages for your personal, non-commercial reference. All other reproduction, distribution, public display, or use requires the firm's prior written consent.

Third-party links

The site may link to third-party resources for the convenience of the reader. The firm does not endorse, sponsor, or guarantee the content or practices of any third-party site, and the inclusion of a link should not be construed as such an endorsement.

Disclaimer of warranties

Material on the site is provided “as is” and without warranty of any kind, whether express or implied, including warranties of merchantability, fitness for a particular purpose, accuracy, completeness, currency, or non-infringement. Without limiting the foregoing, the firm does not warrant that the site will be uninterrupted or free of error, or that defects in the site will be corrected.

Limitation of liability

To the fullest extent permitted by applicable law, neither Compliance Prime nor any of its principals, employees, or agents shall be liable for any loss or damage arising from your use of, or reliance on, material published on the site, including without limitation any indirect, incidental, consequential, special, or exemplary damages, even if the firm has been advised of the possibility of such damages. Nothing in these terms limits any liability that cannot lawfully be limited.

Indemnity

You agree to indemnify and hold harmless the firm and its principals from any claim, loss, or expense arising out of your breach of these terms or your unlawful use of the site.

Governing law

These terms and any matter arising out of or relating to them or your use of the site shall be governed by, and construed in accordance with, the laws of the State of New York, without regard to conflict-of-laws principles. The state and federal courts seated in New York County, New York, shall have exclusive jurisdiction over any such matter, and you consent to the personal jurisdiction of those courts.

Changes

The firm may revise these terms from time to time. The date at the head of these terms indicates when they were last revised. Material changes will be flagged at the head of this page for thirty days following the change. Your continued use of the site after a change constitutes your acceptance of the revised terms.

Severability

If any provision of these terms is held to be unenforceable, that provision shall be modified to the minimum extent necessary to make it enforceable, and the remaining provisions shall continue in full effect.

Contact

Questions about these terms may be addressed to:

Compliance Prime, LLC
Attn: Office of the General Counsel
30 Broad Street, Suite 1422
New York, NY 10004
practice@complianceprimehq.com